When wealth innovates
A future prospers by design
Who we are
We serve advisors and investors in mitigating risk and facilitating growth.
We offer a compliant, yet agile investing environment
For us, compliance is an opportunity to serve your best interest
Frank Fu, CFP®, ChFC®
I have worked with Modern Wealth since 2014. The friendly and efficient back office team consistently provided exceptional support and contributed to our success. Their attention to detail, prompt responses, and proactive approach make them an invaluable asset to an independent advisor. I wholeheartedly endorse Modern Wealth for their outstanding service and highly recommend them to anyone seeking a reliable and professional partner.
Having been with Modern Capital for the last 11 years, I can truly state that they provide the Financial Professional with the best platform to be able to grow your practice. From back office business processing and technology platforms that help refine your practice systems, to the ability to work with the best product vendors in the market place and trade through one of the best trustees in the industry. This RIA/broker dealer has truly created a place Financial Advisors can grow their business, learn, lean on others for help, market, trade, and write financial plans. Coming from a big box firm to Modern Capital really opened my eyes as to how you can have a limitless choices of products and tools to help you help your clients achieve their financial planning goals.
My affiliation with Modern Wealth Associates has been a great fit for myself, our staff, and practice. Being part of a smaller B/D-RIA, we have the unique opportunity for a more personalized type of service with a relationship-centric home office staff. This is a much different type of service we receive than in some of our past affiliations with larger organizations that do not take the time to really get to know our business. In addition, with an affiliation with MWA, they take business succession planning to the next level with their direct involvement in assisting advisors interested buying, merging, and the sales of advisor’s practices.